United Technologies Corporation announced the appointment of NAFUSA member Kevin O’Connor to the new role role of Vice President, Global Compliance, effective March 19, 2012. He will lead the global business practices function for UTC, charged with ensuring full implementation and compliance with the company’s code of ethics throughout the many countries in which UTC operates.

O’Connor served as the Associate Attorney General of the United States, Chief of Staff to the Attorney General, Associate Deputy Attorney General, and Chair of DOJ’s Intellectual Property Task Force. He also served as U.S. Attorney for the District of Connecticut and Senior Counsel with the SEC’s Division of Enforcement. O’Connor is a graduate of the University of Connecticut School of Law. He joins UTC from the law firm of Bracewell & Giuliani LLP, where he was a partner and chair of the white collar practice group.

NAFUSA board member Veronica Coleman-Davis has submitted her resignation as a member of the board of directors, class of 2013. She has decided to return to the active practice of law in the area of juvenile representation. Coleman-Davis has long been involved with children’s issues and the issues of poverty and fairness. She expects much of her work will be pro bono and will limit her ability to participate in outside activities due to the expense. She has promised to continue to be an active member of NAFUSA. She expects to see all of us in Atlanta.

The bylaws provide that the all vacancies on the board shall be filled by the directors remaining in office. On April 16, 2012, the board appointed Hal D. Hardin of Nashville, Tennessee, shown right, to fill the Coleman-Davis vacancy. Hardin served as the United States Attorney for the Middle District of Tennessee 1977-1981, appointed by President Jimmy Carter. He has also served as a Circuit Judge, the presiding trial judge in Nashville, and, for a few cases, a special judge on the Tennessee Court of Appeals. Hardin is a professor emeritus of the Nashville School of Law. He attended the University of Tennessee Law School and holds a J.D. from Vanderbilt University Law School.

Hardin was featured in the January 2012 NAFUSA newsletter for his role in the “bipartisan coup” 33 years ago in Tennessee when outgoing governor Ray Blanton issued 52 executive clemencies, including a pardon for the son of a political friend. Hardin led the effort to force Blanton out of office an install the new governor three days early. At a forum at Vanderbilt, former governor Lamar Alexander told the story of Hardin’s role. Click here to watch an excerpt from the Vanderbilt forum where Governor Alexander discusses the role of Hal Hardin.

On March 15, 2012, Nancy Gertner, a former federal judge and a Harvard Law School teacher, and Barry Scheck, co-director of the Innocence Project, published an OpEd in the Wall Street Journal entitled How to Rein In Rouge Prosecutors.

Gertner and Scheck propose what they call a “simple solution for dealing with prosecutorial misconduct”:

 Thirty days before trial, or at some reasonable time, the trial judge should convene a conference and issue a specific order directing prosecutors to produce all evidence that ‘tends to negate the guilt of the accused or mitigate the offense,’ as required by the American Bar Association’s ethics rules. This should include the requirement that prosecutors contact the relevant law-enforcement personnel to make certain all such evidence is disclosed as soon as possible.

The OpEd led to letters to the editor, including one from NAFUSA member Peter Vaira where he takes the position that the Gertner-Scheck proposal “doesn’t go far enough.” Vaira argues the need for more disclosure in the sentencing process. He concludes:

I propose that in federal cases that the court order the defense counsel to file with the court the adjustments required by the sentencing guidelines that are present in that particular case, and to direct the prosecutor to thereafter make a specific search for any material which would mitigate the application of those factors. This would include a direction to cause a search of the investigating agency or police-force’s files.

Day Pitney LLP announced on March 28, 2012 that NAFUSA member Stanley A. Twardy Jr., a former United States Attorney for the District of Connecticut (1985-1991), has been named the firm’s new managing partner, effective April 2. Twardy also served as chief of staff for Connecticut Governor Lowell Weicker from 1991 to 1993.

As a member of Day Pitney’s White Collar Defense and Internal Investigations practice group, Twardy has defended Fortune 500 companies, executives of these companies, and others in federal and state criminal and regulatory investigations.Twardy earned his LL.M. from Georgetown University and his J.D. from the University of Virginia.

Day Pitney LLP is a full-service law firm with more than 300 attorneys in New York, New Jersey, Connecticut, Boston, and Washington, DC. The firm offers clients strong corporate and litigation practices, with experience on behalf of large national and international corporations as well as emerging- and middle-market companies and individuals.

NAFUSA member Lawrence D. Finder will be joining Baker & McKenzie in its Houston office on April 2, 2012. Finder served as United States Attorney for the Southern District of Texas in 1993. He joined the Houston office of Haynes and Boone, LLP, where is has spent the past 18 years after leaving the US Attorney’s office.

Finder cited the depth of Baker’s international platform with 70 offices in 42 countries which will further position Finder to meet the needs of his oilfield service, energy and global logistics clients. Much of Finder’s practice consists of global elements. He will also be working with the Baker team, headed by former DAG Paul McNulty, that conducts cross-border investigations and advises clients on the international nuances of corporate governance, trade control, and compliance issues.

Finder grew up in Chicago and received his law degree at Loyola University of Chicago Law School. He plans to work out of Baker’s Chicago office a few days every month.

NAFUSA member Kenneth Wainstein represents Assistant United States Attorney Joseph W. Bottini, one of the prosecutors implicated by the findings of the Schuelke report. In a lengthy hand delivered letter to Attorney General Eric H. Holder, Jr., Wainstein writes:

Our objection to the Special Prosecutor’s findings is very simple. We take no issue with the finding that the investigation and prosecution of Senator Stevens were marked by mistakes, miscalculations, and oversights that led to a series of discovery violations. AUSA Bottini acknowledges that he played a role in those violations, and he will always live with a profound sense of personal and professional regret for the effect they had on the Stevens trial and on the reputation of the Justice Department. However, we do take issue—very strong issue—with the finding that these missteps were intentional and were something more than simple human errors on the part of an AUSA who was working under extremely difficult circumstances. That finding of intentional misconduct is completely unsupported by the evidence, and is the product of an investigative process that was marked by selective fact-finding and faulty legal analysis.

On Wednesday, March 28, 2012, Schuelke testified before the Senate Judiciary Committee. In addition, the Department of Justice has yet to release the result of its internal investigation of the the prosecution’s handling of the Stevens case. Wainstein, therefore, will be continuing to fight to keep AUSA Bottini’s job and reputation at the Justice Department.

Wainstein spent 19 years at the Department of Justice, including time as the Director of the Executive Office for U.S. Attorneys; General Counsel and then Chief of Staff to Director Mueller at the FBI; U.S. Attorney for the District of Columbia; and the first Assistant Attorney General for National Security. He also served as Homeland Security Advisory to President Bush. Wainstein has also been active at NAFUSA, having served on panels at the past two national conferences.

On March 26, 2012, Cadwalader, Wickersham & Taft announced that Wainstein had left O’Melveny & Myers to join Cadwalader’s D.C. office as a partner in the firm’s white collar defense and corporate investigations practices. Wainstein cited his relationship with Michael Horowitz and others at the firm as factors in his decision to move.

NAFUSA member and former board member James G. Richmond has been named Chief Legal Officer of Quality Healthcare Intermediary, LLC (“QHI”), effective March 5, 2012. Richmond described QHI as “a company that holds several innovative patents in the area of ‘accountable care’ and ‘population management.’ The QHI system”, Richmond explained, “provides a way to manage chronically-ill employees and drastically reduce the ‘healthcare spend’ for those individuals while at the same time providing a much better outcome for them.”

Richmond served as the United States Attorney for the Northern District of Indiana from 1985-1991. He was also a special agent for the FBI and for the criminal investigation division of the IRS. He leaves private practice where he was a shareholder in the Chicago office of Greenberg Traurig, where he had substantial experience in the health care area. A Fellow of the American College of Trial Lawyers, Richmond is a graduate of the Indiana University School of Law.